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Q: What do you see as the most direct tie between Sarbanes-Oxley and an organization's security program?
A: There are several links between Sarbanes-Oxley requirements and a company's security program. They include: ensuring appropriate awareness of company security policies and commitment by management; designing and implementing appropriate security controls; and documenting and auditing security policies, and making sure they are understood by management and end users.
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Yet in the law there is a provision mandating that CEOs and CFOs attest to their companies' having proper "internal controls." It's hard to sign off on the validity of data if the systems maintaining it aren't secure. "It's the IT systems that keep the books," Saidman said. "If systems aren't secure, then internal controls are not going to be too good."
Ever considered a risk assessment? Has your boss? Would your boss think that a risk assessment would be a prudent thing to do? It's mandated under Sarbanes-Oxley.